DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E••••• I••••• C••••• F••• I• L•
Gross asset value
$285M
as of Mar 29, 2024; not a fund size
Peak GAV
$285M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
5%
Reported
3 filings
Mar 30, 2022 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$285M as of Mar 29, 2024
Mar 30, 2022$42.4M then
Owners20 as of Mar 29, 2024
Mar 30, 202212 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-408963reportedthe join to the Form D offering
- Type as written
- SBIC PRIVATE LENDING FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- KeybankCleveland, Ohio
- Raymond James & Associates, Inc.St. Petersburg, Florida
- Silicon Valley BankNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons