DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F••••••• C••••• A••• M••••• F••• L•••
Gross asset value
$82.9M
as of Feb 2, 2017; not a fund size
Peak GAV
$167M
highest filing
Owners
20
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
95%
Reported
61 filings
Aug 22, 2012 to Feb 2, 2017
Reporting history
one row per Form ADV filing
Gross asset value$82.9M as of Feb 2, 2017
Aug 22, 2012$53.8M then
Owners20 as of Feb 2, 2017
Aug 22, 20128 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-178291reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank Securities Inc.London, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- State Street Bank And Trust CompanyNew York, New York
- The Bank Of New York MellonNew York, New York
- U.S. BancorpChicago, Illinois
- Wells Fargo Bank, N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons