DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••• H••• I••••••••• L••
Gross asset value
$29.5M
as of Mar 28, 2024; not a fund size
Peak GAV
$29.5M
highest filing
Owners
89
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
69%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Feb 14, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$29.5M as of Mar 28, 2024
Feb 14, 2012$12.0M then
Owners89 as of Mar 28, 2024
Feb 14, 201245 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Massachusetts, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny Mellon, Wealth ManagementNew York, New York · LEI 4EP6JBYBTPTQ47LZOB67
- Jpmorgan Chase Bank, NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Pershing LLCJersey City, New Jersey · LEI ZI8Q1A8EI8LQFJNM0D94
- Svb Private, A Division Of First Citizens BankSanta Clara, California · LEI 549300D2KJ20JMXE7542
Across DFX
shared identifiers only
- G•••• H••• I••••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 69%reportedadviser and related persons