DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W•••• S••••• H••••••••• P••••••• I•• L•••
Gross asset value
$71.0M
as of Jul 2, 2024; not a fund size
Peak GAV
$649M
highest filing
Owners
63
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
60%
fund-of-funds interests
Non-US owners
0%
Reported
22 filings
Jan 11, 2012 to Jul 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$71.0M as of Jul 2, 2024
Jan 11, 2012$649M then
Owners63 as of Jul 2, 2024
Jan 11, 201262 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-116232reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris BankChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York · LEI 8NAV47T0Y26Q87Y0QP81
Across DFX
shared identifiers only
- W•••• S••••• H••••••••• P••••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons