DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••••• I••••••••• F••• I•• L••
Gross asset value
$0
as of Dec 28, 2015; not a fund size
Peak GAV
$19.6M
highest filing
Owners
44
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
15%
Reported
24 filings
Mar 28, 2012 to Dec 28, 2015
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Dec 28, 2015
Mar 28, 2012$7.5M then
Owners44 as of Dec 28, 2015
Mar 28, 201244 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-167094reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Apex Clearing CorporationDallas, Texas
- Bank Of AmericaAtlanta, Georgia
Across DFX
shared identifiers only
- T••••• I••••••••• F••• I•• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons