DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••••• I•• L•••
Gross asset value
$314M
as of May 21, 2024; not a fund size
Peak GAV
$467M
highest filing
Owners
69
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
51%
fund-of-funds interests
Non-US owners
12%
Reported
22 filings
Mar 15, 2014 to May 21, 2024
Reporting history
one row per Form ADV filing
Gross asset value$314M as of May 21, 2024
Mar 15, 2014$249M then
Owners69 as of May 21, 2024
Mar 15, 201449 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-209360reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Amegy Bank Of TexasHouston, Texas · LEI XY18PUSROVLI5YR2I431
- First-Citizens Bank & Trust CompanyRaleigh, North Carolina · LEI L9VVX1KT5TFTKS0MLF66
- Jpmorgan Chase Bank, National AssociationHouston, Texas · LEI 7H6GLXDRUGQFU57RNE97
Across DFX
shared identifiers only
- C•••••••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons