DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V•••••• V•••••••• I• P•••••••• L•••
Gross asset value
$34.3M
as of Mar 28, 2024; not a fund size
Peak GAV
$37.1M
highest filing
Owners
3
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
5%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
9%
Reported
6 filings
Mar 28, 2019 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$34.3M as of Mar 28, 2024
Mar 28, 2019$26.9M then
Owners3 as of Mar 28, 2024
Mar 28, 20194 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- 021-3464291reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Btig, LLCSan Francisco, California
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Pershing LLCSan Francisco, California
- SvbMenlo Park, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- V•••••• V•••••••• I• P•••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons