DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

S•••••••• C••••••• L•••

Hedge Fundadvised byS•••••••• C•••••• M••••••••• L•asset manager805-1806166510no longer reportedIAPD
Gross asset value
$322M
as of Mar 31, 2022; not a fund size
Peak GAV
$461M
highest filing
Owners
24
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
43%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
24 filings
Feb 13, 2012 to Mar 31, 2022
Reporting history
one row per Form ADV filing
Gross asset value$322M as of Mar 31, 2022
Feb 13, 2012$313M then
Owners24 as of Mar 31, 2022
Feb 13, 201239 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-49935reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A.
    Chicago, Illinois · LEI B4TYDEB6GKMZO031MB27
  • Barclays Bank Plc
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Galaxy Digital Trading Cayman LLC
    Jersey City, New Jersey
  • Goldman Sachs International
    London, United Kingdom · LEI W22LROWP2IHZNBB6K528
  • JP Morgan Chase Bank, N.A.
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Morgan Stanley & Co. LLC
    New York, New York
  • National Financial Services LLC
    Boston, Massachusetts
  • State Street Bank And Trust Company
    Boston, Massachusetts
  • The Bank Of New York Mellon
    New York, New York
  • UBS Ag
    Stamford, Connecticut · LEI BFM8T61CT2L1QCEMIK50
  • Wells Fargo Securities, LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
43%reportedadviser and related persons