DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

E••••••••• P••••••• M••••• F•••• L•

Hedge Fundadvised byE••••••••• C•••••• M••••••••• L•asset manager805-1823187184IAPD
Gross asset value
$112B
as of Oct 3, 2024; not a fund size
Peak GAV
$116B
highest filing
Owners
142
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
22%
fund-of-funds interests
Non-US owners
60%
Reported
27 filings
Jul 26, 2018 to Oct 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$112B as of Oct 3, 2024
Jul 26, 2018$4.4B then
Owners142 as of Oct 3, 2024
Jul 26, 20183 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    New York, New York · LEI G5GSEF7VJP5I7OUK5573
  • Barclays Capital Inc.
    New York, New York
  • Bnp Paribas Securities Corp.
    New York, New York
  • Bofa Securities, Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Citigroup Global Markets Limited
    London, United Kingdom · LEI XKZZ2JZF41MRHTR1V493
  • Credit Suisse Securities (USA) LLC
    New York, New York · LEI 1V8Y6QCX6YMJ2OELII46
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • National Financial Services LLC
    New York, New York
  • The Bank Of New York Mellon
    New York, New York · LEI HPFHU0OQ28E4N0NFVK49
  • The Northern Trust Company
    Chicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
  • UBS Securities LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
5.0%reportedadviser and related persons