DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
Q••••••• E••••• P••••••• I•• L•••
Gross asset value
$52.5M
as of Jan 11, 2022; not a fund size
Peak GAV
$247M
highest filing
Owners
46
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
19 filings
Feb 14, 2012 to Jan 11, 2022
Reporting history
one row per Form ADV filing
Gross asset value$52.5M as of Jan 11, 2022
Feb 14, 2012$194M then
Owners46 as of Jan 11, 2022
Feb 14, 201246 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-143932reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaHouston, Texas · LEI B4TYDEB6GKMZO031MB27
- Computershare Trust CompanyLouisville, Kentucky · LEI 2549001YYB62BVMSAO13
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedHouston, Texas
Across DFX
shared identifiers only
- Q••••••• E••••• P••••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons