DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• E••••• F••• I• L••
Gross asset value
$9.4M
as of Oct 16, 2024; not a fund size
Peak GAV
$9.4M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
57%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 31, 2023 to Oct 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$9.4M as of Oct 16, 2024
Mar 31, 2023$7.7M then
Owners23 as of Oct 16, 2024
Mar 31, 202318 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Puerto Rico, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-433794reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing, LLC Subidary Of Bny MellonJersey City, New Jersey · LEI ZI8Q1A8EI8LQFJNM0D94
Across DFX
shared identifiers only
- S••••••••• E••••• F••• I• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 57%reportedadviser and related persons