DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• F••• I• L•
Gross asset value
$92.1M
as of Dec 16, 2024; not a fund size
Peak GAV
$104M
highest filing
Owners
18
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
26%
fund-of-funds interests
Non-US owners
2%
Reported
19 filings
May 23, 2017 to Dec 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$92.1M as of Dec 16, 2024
May 23, 2017$70.0M then
Owners18 as of Dec 16, 2024
May 23, 201717 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-286649reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank Trust CompanyNew York, New York · LEI 8EWQ2UQKS07AKK8ANH81
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Mizuho Capital Markets LLCNew York, New York · LEI OV6W8S6QX2D1J857QP30
- US Bank N.A.New York, New York · LEI 6BYL5QZYBDK8S7L73M02
- Wells Fargo Securities, LLCWilmington, Delaware · LEI VYVVCKR63DVZZN70PB2
Across DFX
shared identifiers only
- A•••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons