DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••••••••• H••••• S••• F•••• L•••
Gross asset value
$230,127
as of Mar 29, 2024; not a fund size
Peak GAV
$41.8M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$20.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 31, 2015 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$230,127 as of Mar 29, 2024
Mar 31, 2015$30.3M then
Owners2 as of Mar 29, 2024
Mar 31, 20152 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust CompanyBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Bank Of AmericaCharlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Computershare Trust CompanyCollege Station, Texas · LEI 2549001YYB62BVMSAO13
- Morgan Stanley Smith Barney LLCNew York, New York · LEI 7PDDXEMZOZV0CEDU4D16
- Silicon Valley BankNewton, Massachusetts · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- N••••••••• H••••• S••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons