DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••••• C••••••• T••••••• H••• I••••• F•••
Other Private Fundadvised byN••••• W••••• M••••••••• L•••independent RIA805-1923190704no longer reportedIAPD
Gross asset value
$150M
as of Sep 28, 2021; not a fund size
Peak GAV
$150M
highest filing
Owners
2,100
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
99%
Reported
9 filings
Jul 16, 2020 to Sep 28, 2021
Reporting history
one row per Form ADV filing
Gross asset value$150M as of Sep 28, 2021
Jul 16, 2020$120M then
Owners2,100 as of Sep 28, 2021
Jul 16, 20202,300 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Canadareported
- Clients solicited
- yes, 43% of the adviser's clients investedreported
- Form D file number
- none reportedreported
- Type as written
- H••• YIELD PUBLIC AND PRIVATE SECURITIES PLUS EXCHANGE TRADED DERIVATIVES FOR ADDITIONAL I•••••reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Aviso WealthVancouver, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons