DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L••••• S•••••••• A•••• M••••• F•••• L•••
Gross asset value
$67.1M
as of Aug 28, 2019; not a fund size
Peak GAV
$67.1M
highest filing
Owners
3
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
90%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
10%
Reported
2 filings
May 20, 2019 to Aug 28, 2019
Reporting history
one row per Form ADV filing
Gross asset value$67.1M as of Aug 28, 2019
May 20, 2019$67.1M then
Owners3 as of Aug 28, 2019
May 20, 20193 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcNew York, New York
- Morgan Stanley & Co., LLCNew York, New York
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 90%reportedadviser and related persons