DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• X• M••••• F•••• L•••
Gross asset value
$232M
as of Mar 27, 2024; not a fund size
Peak GAV
$381M
highest filing
Owners
44
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
89%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Mar 29, 2019 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$232M as of Mar 27, 2024
Mar 29, 2019$334M then
Owners44 as of Mar 27, 2024
Mar 29, 201983 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank Nederland N.V. Luxembourg BranchCarre, Luxembourg · LEI 549300SGF4BS54YG8M65
- Computershare Trust CompanyNew York, New York · LEI 2549001YYB62BVMSAO13
- Equiniti Trust Company, LLCNew York, New York · LEI N/A
- Hsbc Holdings PlcLondon, United Kingdom · LEI MLU0ZO3ML4LN2LL2TL39
- J.P. Morgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California · LEI N/A
- Raymond James & Associates, Inc.New York, New York · LEI N/A
- Silicon Valley BankMenlo Park, California · LEI N/A
Across DFX
shared identifiers only
- T•• X• M••••• F•••• L••• · peshared adv fund id
- T•• X• M••••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 89%reportedadviser and related persons