DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Flagship Clo Vi
Securitized Asset Fundadvised byDws Investment Management Americas, Inc.other805-1941217377no longer reportedIAPD
Gross asset value
$115M
as of Jan 30, 2019; not a fund size
Peak GAV
$463M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
95%
fund-of-funds interests
Non-US owners
95%
Reported
60 filings
Jul 30, 2012 to Jan 30, 2019
Reporting history
one row per Form ADV filing
Gross asset value$115M as of Jan 30, 2019
Jul 30, 2012$448M then
Owners5 as of Jan 30, 2019
Jul 30, 20125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U.S. National AssociationBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons