DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••• M••••••••• P••••••• L••
Gross asset value
$1.6B
as of Oct 3, 2024; not a fund size
Peak GAV
$2.1B
highest filing
Owners
25
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
0%
Reported
44 filings
Mar 29, 2012 to Oct 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.6B as of Oct 3, 2024
Mar 29, 2012$853M then
Owners25 as of Oct 3, 2024
Mar 29, 201258 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-95924reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banc Of America Securities LLCNew York, New York
- Bank Of America N.A.New York, New York
- Barclays Bank PlcNew York, New York
- Barclays Capital Inc.New York, New York
- Cantor (Cf Secured LLC)New York, New York
- Citibank N.A.New York, New York
- Citigroup Global Markets Inc As Agent For Citigroup Global Markets Ltd.London, United Kingdom
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- Goldman, Sachs & Co.New York, New York
- Ing Bank N.V.New York, New York
- Ing Financial Markets LLCNew York, New York
- J. P. Morgan Chase Bank N.A.New York, New York
- Morgan Stanley & Co International PlcLondon, United Kingdom
- Morgan Stanley & Co LLCNew York, New York
- Morgan Stanley & Co. International PlcLondon, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Group IncNew York, New York
- Morgan Stanley Capital Services IncNew York, New York
- Rbs Securities Inc.Stamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons