DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•• C•••••• E••••• S•••••••••
Gross asset value
$6.0M
as of Mar 29, 2018; not a fund size
Peak GAV
$83.5M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
61%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
100%
Reported
5 filings
Jul 26, 2016 to Mar 29, 2018
Reporting history
one row per Form ADV filing
Gross asset value$6.0M as of Mar 29, 2018
Jul 26, 2016$71.1M then
Owners2 as of Mar 29, 2018
Jul 26, 20162 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ07
- Morgan Stanley Capital Services LLCNew York, New York · LEI I7331LVCZKQKX5T7XV54
- Prime Dealer Services Corp.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 61%reportedadviser and related persons