DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Upper90 Octane Equity Spv LLC

Private Equity Fundadvised byUpper90asset manager805-1950285562IAPD
Gross asset value
$8.2M
as of Mar 27, 2024; not a fund size
Peak GAV
$9.0M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
22%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
6%
Reported
7 filings
Mar 31, 2021 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$8.2M as of Mar 27, 2024
Mar 31, 2021$3.3M then
Owners16 as of Mar 27, 2024
Mar 31, 202116 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-372020reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
22%reportedadviser and related persons