DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••• J••••••• L••
Private Equity Fundadvised byB••• C•••••• A•••• M••••••••• L•asset manager805-1958382210no longer reportedIAPD
Gross asset value
$10.1M
as of Sep 8, 2016; not a fund size
Peak GAV
$10.1M
highest filing
Owners
15
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Jan 6, 2016 to Sep 8, 2016
Reporting history
one row per Form ADV filing
Gross asset value$10.1M as of Sep 8, 2016
Jan 6, 2016$10.1M then
Owners15 as of Sep 8, 2016
Jan 6, 201615 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 10% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaChicago, Illinois
- Brown Brothers Harriman & Co.Boston, Massachusetts
- Jpmorgan Chase Bank, N.A.New York, New York
Across DFX
shared identifiers only
- B••• J••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons