DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• R•••• C•••••• M••••• F•••• L•••
Gross asset value
$200M
as of Sep 13, 2016; not a fund size
Peak GAV
$245M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
85%
fund-of-funds interests
Non-US owners
8%
Reported
8 filings
Feb 10, 2012 to Sep 13, 2016
Reporting history
one row per Form ADV filing
Gross asset value$200M as of Sep 13, 2016
Feb 10, 2012$89.0M then
Owners12 as of Sep 13, 2016
Feb 10, 201215 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom
- Bank Of New YorkNew York, New York
- Bmo Harris Bank N.AChicago, Illinois
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- J.P. Morgan Securities LLCBrooklyn, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Northern TrustJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons