DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••••• F••••• F•••• L•

Hedge Fundadvised byC•••••••• M••••••••• G••••former805-2006422959IAPD
Gross asset value
$12.4M
as of Nov 20, 2024; not a fund size
Peak GAV
$47.3M
highest filing
Owners
30
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
249 filings
Jan 30, 2012 to Nov 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$42.3M as of Oct 26, 2018
Jan 30, 2012$21.5M then
Owners46 as of Oct 26, 2018
Jan 30, 201248 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
California, United Statesreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
021-57417reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • City National Bank
    Los Angeles, California · LEI 593C3GZG957YOJPS2Z63
  • Fidelity Brokerage Services LLC
    Smithfield, Rhode Island
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
11%reportedadviser and related persons