DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••••• M•••••• E••••• P••••••• I•••• L•
Gross asset value
$9.2M
as of May 6, 2024; not a fund size
Peak GAV
$215M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
59%
fund-of-funds interests
Non-US owners
39%
Reported
32 filings
Feb 14, 2012 to May 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$9.2M as of May 6, 2024
Feb 14, 2012$131M then
Owners20 as of May 6, 2024
Feb 14, 201215 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-116379reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citizens BankRiverside, Rhode Island · LEI DRMSV1Q0EKMEXLAU1P80
- Colorado State Bank And TrustDenver, Colorado
- Silicon Valley Bank, A Division Of First Citizens BankSanta Clara, California · LEI 2549006SX2APS6OJMQ40
Across DFX
shared identifiers only
- L••••• M•••••• E••••• P••••••• I•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons