DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•• E••••• S••••••••• L•••
Gross asset value
$15.0M
as of Mar 26, 2024; not a fund size
Peak GAV
$23.8M
highest filing
Owners
42
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Jan 29, 2016 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$15.0M as of Mar 26, 2024
Jan 29, 2016$13.8M then
Owners42 as of Mar 26, 2024
Jan 29, 201653 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- 021-129166reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- City National BankBeverly Hills, California · LEI 593C3GZG957YOJPS2Z63
- Fidelity Brokerage Services LLCSmithfield, Rhode Island
- Interactive Brokers LLCGreenwich, Connecticut
- Paulson Investment Company LLCPortland, Oregon
- UBS Financial Services Inc.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons