DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

P•••••• C•••••• I•• S•••• L•

Private Equity Fundadvised byA• P• M••••••••• C•••••• I••former805-2034615608IAPD
Gross asset value
$201M
as of Mar 30, 2017; not a fund size
Peak GAV
$201M
highest filing
Owners
64
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 28, 2014 to Mar 30, 2017
Reporting history
one row per Form ADV filing
Gross asset value$201M as of Mar 30, 2017
Mar 28, 2014$128M then
Owners64 as of Mar 30, 2017
Mar 28, 20141 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Maryland, United Statesreported
Clients solicited
yes, 100% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Wells Fargo Bank
    Baltimore, Maryland
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
3.0%reportedadviser and related persons