DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• S••••• M••••• F•••• L••
Gross asset value
$387M
as of Jan 22, 2013; not a fund size
Peak GAV
$1.1B
highest filing
Owners
60
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
40%
fund-of-funds interests
Non-US owners
20%
Reported
2 filings
Jul 27, 2012 to Jan 22, 2013
Reporting history
one row per Form ADV filing
Gross asset value$387M as of Jan 22, 2013
Jul 27, 2012$1.1B then
Owners60 as of Jan 22, 2013
Jul 27, 201260 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-94552reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Industrial And Commercial Bank Of China Financial Services LLCNew York, New York
- Newedge USA, LLCChicago, Illinois
- Tradestation Securities, Inc.Plantation, Florida
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons