DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

3••

Hedge Fundadvised byP•• H••••• S•••••••• L•asset manager805-2055791128no longer reportedIAPD
Gross asset value
$533M
as of Nov 28, 2014; not a fund size
Peak GAV
$533M
highest filing
Owners
35
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
76%
fund-of-funds interests
Non-US owners
94%
Reported
10 filings
Mar 30, 2012 to Nov 28, 2014
Reporting history
one row per Form ADV filing
Gross asset value$533M as of Nov 28, 2014
Mar 30, 2012$427M then
Owners35 as of Nov 28, 2014
Mar 30, 201239 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-2068226774reported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • JP Morgan Chase, N.A.
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Nomura Securities International, Inc.
    Ny, New York
  • The Northern Trust Company
    Chicago, Illinois
  • UBS Securities LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
1.0%reportedadviser and related persons