DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

G••• 2••• A•• B• L•

Gross asset value
$830M
as of Oct 11, 2024; not a fund size
Peak GAV
$830M
highest filing
Owners
230
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
94%
Reported
11 filings
Mar 31, 2021 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$830M as of Oct 11, 2024
Mar 31, 2021$0 then
Owners230 as of Oct 11, 2024
Mar 31, 20210 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Carta Securities, LLC
    San Francisco, California
  • JP Morgan Chase Bank, N.A.
    Monroe, Louisiana
  • JP Morgan Chase Bank, N.A.
    New York, New York
  • Shareworks By Morgan Stanley
    Calgary, Canada
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
14%reportedadviser and related persons