DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byN•••••••• C•••••• M••••••••• L•••••asset manager805-2083309705IAPD
Gross asset value
$95.0M
as of Oct 11, 2024; not a fund size
Peak GAV
$203M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
35%
Reported
15 filings
Mar 30, 2020 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$95.0M as of Oct 11, 2024
Mar 30, 2020$152M then
Owners20 as of Oct 11, 2024
Mar 30, 202019 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 8% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
  • Silicon Valley Bank, A Division Of First Citizens Bank
    Boston, Massachusetts · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
100%reportedadviser and related persons