DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A• E••••• R••••• F••• I• S••• L•••
Gross asset value
$950M
as of Nov 26, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
128
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
2%
Reported
23 filings
Aug 26, 2021 to Nov 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$950M as of Nov 26, 2024
Aug 26, 2021$1.2B then
Owners128 as of Nov 26, 2024
Aug 26, 2021124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- 021-289123reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Citizens Bank, N.A.Riverside, Rhode Island · LEI DRMSV1Q0EKMEXLAU1P80
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons