DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••• V•••• F•••• L•••

Other Private Fundadvised byC• I••••••••• P•••••••• L••former805-2106642563IAPD
Gross asset value
$291M
as of Jul 16, 2024; not a fund size
Peak GAV
$553M
highest filing
Owners
45
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
70 filings
Mar 30, 2012 to Jul 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$291M as of Jul 16, 2024
Mar 30, 2012$353M then
Owners45 as of Jul 16, 2024
Mar 30, 20129 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 36% of the adviser's clients investedreported
Form D file number
021-178069reportedthe join to the Form D offering
Type as written
LIQUID ALTERNATIVEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Adm Investor Services, Inc.
    Chicago, Illinois · LEI I9O8MELCUVOTLJABOX92
  • Citigroup Global Markets Inc.
    New York, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Inwood National Bank
    Dallas, Texas · LEI 549300AHVQ1LDFNP8P69
  • J.P. Morgan Chase, N.A.
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Morgan Stanley
    Purchase, New York
  • Pershing LLC
    Jersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons