DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L••• R•••• E••••• P••••••• I••• L•
Gross asset value
$358M
as of Mar 27, 2024; not a fund size
Peak GAV
$392M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
10%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 30, 2021 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$358M as of Mar 27, 2024
Mar 30, 2021$323M then
Owners58 as of Mar 27, 2024
Mar 30, 202158 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-364110reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Northern Trust CorporationChicago, Illinois · LEI 0000838981
- UBS Financial Services Inc.New York, New York
Across DFX
shared identifiers only
- L••• R•••• E••••• P••••••• I••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 10%reportedadviser and related persons