DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A• C••••• S••••• P••••••••• L•••
Gross asset value
$948M
as of Nov 26, 2024; not a fund size
Peak GAV
$948M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
73 filings
Aug 23, 2012 to Nov 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$948M as of Nov 26, 2024
Aug 23, 2012$567M then
Owners5 as of Nov 26, 2024
Aug 23, 20125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-179242reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Barclays Capital Inc.New York, New York · LEI AC28XWWI3WIBK2824319
- Bny Mellon Inc., N.A.New York, New York · LEI WFLLPEPC7FZXENRZV188
- Hsbc Bank PlcLondon, United Kingdom · LEI MP6I5ZYZBEU3UXPYFY54
- J.P. Morgan Securities LLCNew York, New York
- Societe Generale SaNew York, New York · LEI 549300F35UE0BOM1WJ55
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons