DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
I•••••••• C•••••• P••••••• S••••• M••••• F•••• L•••
Gross asset value
$127M
as of Mar 29, 2024; not a fund size
Peak GAV
$1.2B
highest filing
Owners
102
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
22%
of the fund
Owned by funds
22%
fund-of-funds interests
Non-US owners
12%
Reported
24 filings
Aug 17, 2018 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$127M as of Mar 29, 2024
Aug 17, 2018$234M then
Owners102 as of Mar 29, 2024
Aug 17, 201850 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-307988reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta Securities, LLCSan Francisco, California · LEI 282086
- J.P. Morgan Securities LLCNew York, New York · LEI 79
- ShareworksCalgary, Canada
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 22%reportedadviser and related persons