DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••• L••• O••••••• M••••• F••• L•••
Gross asset value
$250M
as of Sep 12, 2016; not a fund size
Peak GAV
$250M
highest filing
Owners
52
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
20%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
5%
Reported
11 filings
Apr 4, 2013 to Sep 12, 2016
Reporting history
one row per Form ADV filing
Gross asset value$250M as of Sep 12, 2016
Apr 4, 2013$56.7M then
Owners52 as of Sep 12, 2016
Apr 4, 201319 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-190582reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic Securities Company, LLCNew York, New York
- Goldman, Sachs & Co.New York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- P••••••• L••• O••••••• M••••• F••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 20%reportedadviser and related persons