DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••• P••••••• C•••••• L••
Gross asset value
$147M
as of Apr 13, 2021; not a fund size
Peak GAV
$147M
highest filing
Owners
123
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
29%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Feb 7, 2018 to Apr 13, 2021
Reporting history
one row per Form ADV filing
Gross asset value$147M as of Apr 13, 2021
Feb 7, 2018$129M then
Owners123 as of Apr 13, 2021
Feb 7, 2018116 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-303788reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Amegy Bank Of TexasHouston, Texas
- FidelityCincinnati, Ohio
Across DFX
shared identifiers only
- P••••••• P••••••• C•••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 29%reportedadviser and related persons