DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••• P•••• G••••• M••••• F•••• L•••
Hedge Fundadvised byB•••• P•••• C•••••• M••••••••• L•asset manager805-2161814266no longer reportedIAPD
Gross asset value
$412M
as of Nov 20, 2018; not a fund size
Peak GAV
$469M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
99%
Reported
15 filings
Nov 12, 2014 to Nov 20, 2018
Reporting history
one row per Form ADV filing
Gross asset value$412M as of Nov 20, 2018
Nov 12, 2014$292M then
Owners5 as of Nov 20, 2018
Nov 12, 20146 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-222571reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Clearing Corp.Brooklyn, New York
- State Street Bank And TrustBoston, Massachusetts
- The Bank Of New York MellonNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons