DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••••• C•••••• P•••••••• L•••
Gross asset value
$752M
as of Mar 28, 2013; not a fund size
Peak GAV
$1.3B
highest filing
Owners
32
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
52%
of the fund
Owned by funds
22%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Jan 13, 2012 to Mar 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value$752M as of Mar 28, 2013
Jan 13, 2012$1.3B then
Owners32 as of Mar 28, 2013
Jan 13, 201261 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-61019reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman, Sachs & Co.New York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 52%reportedadviser and related persons