DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••• C•••••• L•
Gross asset value
$55.8M
as of Mar 19, 2019; not a fund size
Peak GAV
$55.8M
highest filing
Owners
99
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
7%
Reported
4 filings
Mar 1, 2016 to Mar 19, 2019
Reporting history
one row per Form ADV filing
Gross asset value$55.8M as of Mar 19, 2019
Mar 1, 2016$10.3M then
Owners99 as of Mar 19, 2019
Mar 1, 201628 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells Fargo Bank, N.A.Stamford, Connecticut
- Wilmington Trust, N.A.Birmingham, Michigan
Across DFX
shared identifiers only
- C••••••• C•••••• L• · peshared adv fund id
- C••••••• C•••••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons