DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••• C••• C•••••• A••••• F••• I• L•
Gross asset value
$412M
as of Mar 26, 2024; not a fund size
Peak GAV
$722M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Jan 22, 2013 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$412M as of Mar 26, 2024
Jan 22, 2013$212M then
Owners25 as of Mar 26, 2024
Jan 22, 20133 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-189286reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Arctic Securities AsOslo, Norway · LEI 5967007LIEEXZX4RVS72
- Bank Of AmericaWilmington, Delaware
- Bnp ParibasDublin, Ireland
- Citibank, N.A.Dublin, Ireland
- ComputershareSt Helier, Jersey
- Macquarie Bank LimitedLondon, United Kingdom
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- People'S BankColombo, Sri Lanka
- Silicon Valley BankNewton, Massachusetts
- Sparkasse BankPassau, Germany
- Wells Fargo, Corporate Trust Lease GroupSalt Lake City, Utah
Across DFX
shared identifiers only
- A•••••• C••• C•••••• A••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons