DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
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Gross asset value
$63.7M
as of Jan 11, 2016; not a fund size
Peak GAV
$332M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$113,640
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
100%
Reported
21 filings
Aug 22, 2012 to Jan 11, 2016
Reporting history
one row per Form ADV filing
Gross asset value$63.7M as of Jan 11, 2016
Aug 22, 2012$174M then
Owners8 as of Jan 11, 2016
Aug 22, 20128 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Irelandreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York
- Barclays Bank PlcLondon, United Kingdom
- Barclays Capital Inc.New York, New York
- Bny Mellon Trust Company (Ireland) LimitedDublin, Ireland
- Citibank, N.A.New York, New York
- Credit Suisse AgZurich, Switzerland
- Credit Suisse Capital LLCNew York, New York
- Credit Suisse InternationalLondon, United Kingdom
- Deutsche Bank AgLondon, United Kingdom
- Deutsche Bank Securities Inc.New York, New York
- Hsbc Bank PlcLondon, United Kingdom
- Hsbc Bank USA, National AssociationNew York, New York
- J.P. Morgan Chase Bank, N.A.New York, New York
- J.P. Morgan Clearing Corp.New York, New York
- J.P. Morgan Securities LimitedLondon, United Kingdom
- Morgan Stanley & Co. International PlcLondon, United Kingdom
- Morgan Stanley Capital Services LLCNew York, New York
- Nomura Global Financial Products Inc.New York, New York
- Nomura International PlcLondon, United Kingdom
- Societe GeneraleParis, France
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons