DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• H•••• F••• I• L••
Gross asset value
$147M
as of Mar 30, 2017; not a fund size
Peak GAV
$160M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
67%
of the fund
Owned by funds
51%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Jun 1, 2015 to Mar 30, 2017
Reporting history
one row per Form ADV filing
Gross asset value$147M as of Mar 30, 2017
Jun 1, 2015$18.8M then
Owners40 as of Mar 30, 2017
Jun 1, 201537 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-239164reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank, N.A.Kansas City, Missouri
- First National Denver (Division Of First National Bank Of Santa Fe)Denver, Colorado
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 67%reportedadviser and related persons