DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
I••••••••• D••••• L•••••• F••• T•••• L•••
Gross asset value
$12.4M
as of Nov 15, 2024; not a fund size
Peak GAV
$21.0M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
50%
Reported
14 filings
Mar 21, 2018 to Nov 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$12.4M as of Nov 15, 2024
Mar 21, 2018$21.0M then
Owners8 as of Nov 15, 2024
Mar 21, 20189 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-280526reportedthe join to the Form D offering
- Type as written
- INVESTS IN FUNDS THAT MAKE LOANS TO MIDDLE MARKET BUSINESSESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois
- Pershing Advisor Solutions LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons