DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
N••••••• C••• E••••• P•••••••• L••
Gross asset value
$295M
as of May 23, 2012; not a fund size
Peak GAV
$295M
highest filing
Owners
15
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Feb 13, 2012 to May 23, 2012
Reporting history
one row per Form ADV filing
Gross asset value$295M as of May 23, 2012
Feb 13, 2012$295M then
Owners15 as of May 23, 2012
Feb 13, 201215 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Ohio, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pnc Bank, National AssociationPittsburgh, Pennsylvania · related person of the adviser
Across DFX
shared identifiers only
- N••••••• C••• E••••• P•••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons