DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P••••••••• S•••••••• G••••• I••• L•••
Gross asset value
$396M
as of Mar 28, 2024; not a fund size
Peak GAV
$489M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
51%
fund-of-funds interests
Non-US owners
77%
Reported
22 filings
Mar 31, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$396M as of Mar 28, 2024
Mar 31, 2017$309M then
Owners25 as of Mar 28, 2024
Mar 31, 201725 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-26085301reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCNew York, New York · LEI 254900TS5EWP83BEOU02
- Bank Of America, National AssociationP•••••••••, Rhode Island · LEI B4TYDEB6GKMZO031MB27
- Wells Fargo Bank, N.A.Charlotte, North Carolina · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- P••••••••• S•••••••• G••••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 10%reportedadviser and related persons