DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byE••••••• S•••••••• G••••• L••former805-2301775168no longer reportedIAPD
Gross asset value
$247M
as of Nov 7, 2016; not a fund size
Peak GAV
$623M
highest filing
Owners
26
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
75%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
5%
Reported
17 filings
Mar 30, 2012 to Nov 7, 2016
Reporting history
one row per Form ADV filing
Gross asset value$247M as of Nov 7, 2016
Mar 30, 2012$585M then
Owners26 as of Nov 7, 2016
Mar 30, 201257 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Australia And New Zealand Banking Group Limited
    New York, New York
  • Banco Santander, Sa
    London, United Kingdom
  • Bank Of America Na
    New York, New York
  • Barclays Bank Plc
    London, United Kingdom
  • Bnp Paribas
    New York, New York
  • Citibank Na
    New York, New York
  • Citigroup Global Markets Limited
    London, United Kingdom
  • Credit Agricole Corporate & Investment Bank
    Paris, France
  • Credit Suisse International
    London, United Kingdom
  • Credit Suisse Securities (Europe) Limited
    London, United Kingdom
  • Deutsche Bank Ag
    New York, New York
  • Goldman Sachs International
    London, United Kingdom
  • Hsbc Bank Plc
    London, United Kingdom
  • Hsbc Bank USA, National Association
    New York, New York
  • Ing Bank, Nv
    London, United Kingdom
  • Jpmorgan Chase Bank, N.A.
    New York, New York
  • Merrill Lynch Financial Markets, Inc.
    New York, New York
  • Merrill Lynch International
    London, United Kingdom
  • Morgan Stanley & Co. International Plc
    London, United Kingdom
  • Morgan Stanley Capital Services, LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
75%reportedadviser and related persons