DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••••••• C•••••• O••••••• M•••••• L•••
Gross asset value
$2.3B
as of Mar 29, 2024; not a fund size
Peak GAV
$3.1B
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
55%
Reported
26 filings
Dec 5, 2011 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.3B as of Mar 29, 2024
Dec 5, 2011$637M then
Owners2 as of Mar 29, 2024
Dec 5, 20112 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Anchorage Digital Bank N.A.San Francisco, California · LEI 549300JJSDEHXA1AKJ69
- Bnp Paribas Prime Brokerage, Inc.New York, New York
- Bofa Securities, Inc.New York, New York
- Citibank N.A.New York, New York
- Citigroup Global Markets Inc.New York, New York
- G•••Man Sachs & Co. LLCNew York, New York
- Hsbc Bank USA, N.A.New York, New York
- J.P. Morgan Chase & Co.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- Northern Trust International Banking CorporationJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
- RBC Capital Markets, LLCToronto, Canada
- UBS AgStamford, Connecticut
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons