DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••••••• O••••••••• F•••• L••

Private Equity Fundadvised byE••••• C••••••• L••former805-2322325463IAPD
Gross asset value
$10.6M
as of Oct 19, 2015; not a fund size
Peak GAV
$15.4M
highest filing
Owners
68
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 30, 2012 to Oct 19, 2015
Reporting history
one row per Form ADV filing
Gross asset value$10.6M as of Oct 19, 2015
Mar 30, 2012$15.4M then
Owners68 as of Oct 19, 2015
Mar 30, 201270 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 25% of the adviser's clients investedreported
Form D file number
021-109594reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Millennium Trust Co.
    Oak Brook, Illinois
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
6.0%reportedadviser and related persons