DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
K••• C•••• F••••••• F•••• L•••
Gross asset value
$30.6M
as of Mar 29, 2024; not a fund size
Peak GAV
$76.3M
highest filing
Owners
11
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
64%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
46%
Reported
14 filings
Mar 29, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$30.6M as of Mar 29, 2024
Mar 29, 2012$26.9M then
Owners11 as of Mar 29, 2024
Mar 29, 201211 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-117840reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of C••••Ningbo, China · LEI 54930053HGCFWVHYZX42
- Bnp ParibasHong Kong, China · LEI 213800DJAI4ZR21F9J77
- Silicon Valley Bank, A Division Of First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Haitong International Securities Company LimitedHong Kong, Hong Kong · LEI 549300NE01PCWMXUF415
- JP Morgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan StanleySan Francisco, California
- Yuanta SecuritiesTaipei City, Taiwan, Republic of China · LEI 213800DCGUIXGBT4KU10
Across DFX
shared identifiers only
- K••• C•••• F••••••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 64%reportedadviser and related persons